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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2019-09-04 |
| FL | RA | APPROVED | 2017-08-28 |
Branch Locations
1054 20Th Pl, Vero Beach, FL 32960-5360 • United States
1200 South Ave. Suite 305, Staten Island, NY 10314 • United States
Staten Island, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Staten Island | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Staten Island | NY | 03/2020 | Present |
Other Business Activities; Serve as Rotary District Foundation Chair; Oversee various District subcommittee fundraising activities on behalf of the Rotary International Foundation; 700 Victory Blvd 11B, , Staten Island, NY, 10301; Not Investment-Related; 07/01/2023; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-07 |
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