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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-02-06 |
Branch Locations
One Winter Street 8Th Floor, Boston, MA 02108 • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Greenwood Village | CO | 05/2012 | Present |
OWNER OF RENTAL PROPERTY, NOT INVESTMENT RELATED, OWNS A VACATION HOME IN FLORIDA THAT WILL BE RENTED OUT PERIODICALLY OF THE YEAR, IN NAPLES, FL SINCE JANUARY 1, 2008, DEVOTING 1 HOUR PER WEEK TO THE ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-02 |
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