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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-12 |
| TX | RA | APPROVED | 2024-08-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Houston | TX | 06/1998 | 08/2024 |
| Lpl Financial | Houston | TX | 08/2024 | Present |
1. 07/11/2024- Gladstone Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- 160 hrs per Mnth- 8 hrs during trading- Start Date 07/01/2024 2.07/11/2024-Priority Wealth Partners-DBA for LPL Business (entity for LPL business)-Inv Rel- At Reported Business Location (s)-160 hrs per Mnth- 8 hrs during trading- Start Date 07/01/2024
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-08-25 |
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