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Dorothy C Litos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mckinney, TX

Newport Beach, CA

Rancho Santa Margarita, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-10-05
TX RA APPROVED_RES 2011-05-26
  • CA RA
    APPROVED
    Since 2011-10-05
  • TX RA
    APPROVED_RES
    Since 2011-05-26

Branch Locations

6950 Tpc Dr, Mckinney, TX 75070 • United States

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

Rancho Santa Margarita, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 05/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-01
S63 Uniform Securities Agent State Law Examination 2000-08-11
  • S66 Uniform Combined State Law Examination
    2011-10-01
  • S63 Uniform Securities Agent State Law Examination
    2000-08-11
Other Names
  • Dorothy Christine Litosstorness
  • Dorothy Clitos Litosstorness
  • Dorothy Clitos Storness
  • Dorothy Christine Litos

View on SEC IAPD

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