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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-02-13
  • PA RA
    APPROVED
    Since 2012-02-13

Branch Locations

955 Chesterbrook Blvd 3Rd Fl [L1-Rbo], Wayne, PA 19087 • United States

100 N 18Th St 21St Fl [Vf-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Philadelphia PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 Present
Other Businesses

D-VISION ENTERPRISES LLC, NOT INV RELATED, SICKLERVILLE, NJ, 100% OWNERSHIP, START 4/26/2022, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, ADMINISTRATIVE SERVICES TO BUSINESSES, FILING AND PHONE CALLS FOR HAIR SALON AND CAR TRANSPORT BUSINESSES. READ TO SUCCEED PROGRAM, NOT INV RELATED, PHILADELPHIA, PA, DATA ENTRY ANALYST, START 6/1/2023, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, DATA ENTRY OF SUPPLIES AND ORDER INFORMATION. RENTAL PROPERTY - WILLOWS; INV RELATED; PHILADELPHIA,PA; RENTAL;100% OWNERSHIP; START DATE: 12/18/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-10
S63 Uniform Securities Agent State Law Examination 1998-07-28
  • S65 Uniform Investment Adviser Law Examination
    2012-02-10
  • S63 Uniform Securities Agent State Law Examination
    1998-07-28
Other Names
  • Delores Ruth Congo

View on SEC IAPD

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