Delores Ruth Brockington

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Philadelphia, PA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Philadelphia, PA

Other Businesses

D-VISION ENTERPRISES LLC, NOT INV RELATED, SICKLERVILLE, NJ, 100% OWNERSHIP, START 4/26/2022, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, ADMINISTRATIVE SERVICES TO BUSINESSES, FILING AND PHONE CALLS FOR HAIR SALON AND CAR TRANSPORT BUSINESSES. READ TO SUCCEED PROGRAM, NOT INV RELATED, PHILADELPHIA, PA, DATA ENTRY ANALYST, START 6/1/2023, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, DATA ENTRY OF SUPPLIES AND ORDER INFORMATION. RENTAL PROPERTY - WILLOWS; INV RELATED; PHILADELPHIA,PA; RENTAL;100% OWNERSHIP; START DATE: 12/18/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-10
• S63 Uniform Securities Agent State Law Examination
  1998-07-28

Other Names

• Delores Ruth Congo