Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-19 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Berkeley | CA | 05/1997 | Present |
| Morgan Stanley Smith Barney | Berkeley | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
Trust; Investment related - Yes; Berkeley, California; Renting; Sole Proprietor / Owner / Partner; 05/2018; During business hours: 0; After business hours: 1; Renting an apartment attached to our house *69639 - Girls Inc of Alameda County; Investment related-No; Oakland, California; Children/Youth; Board Member, Investment Committee, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 02/1993; During business hours: 2; After business hours: 2; Serve on finance and investment committees *618757 - Temple Sinai; Investment related: No; Oakland, California; Religious; Finance Committee:Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 0; After business hours: 5; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-21 |
Reach out to this advisor