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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-07-23 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
CAREYES FOUNDATION; BEVERLY HILLS, CA; BOARD MEMBER; AS TREASURER, WILL OVERSEEING THE REPORTING AND MANAGEMENT OF THE ORGANIZATION'S FINANCES; .5 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 08/2013
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-17 |
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