George Wallace Hook

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → Present
  Fsic
  Seattle, WA
• 12/2017 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Bellevue, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Bellevue, WA
• 11/2020 → 11/2024
  Arbor Point Advisors
  Bellevue, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Bellevue, WA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA
• 06/2002 → Present
  G.W. Hook Financial
  Bellevue, WA

Previous Registrations

• 2020-11-06 → 2024-11-08
  Arbor Point Advisors
  Bellevue, WA
• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Bellevue, WA
• 2017-12-22 → 2020-11-06
  Kms Financial Services, Inc.
  Bellevue, WA
  Seattle, WA
  Seattle, WA
• 2005-11-29 → 2017-12-22
  Fsic
  Bellevue, WA
  Boca Raton, FL
  Boca Raton, FL
• 2003-09-05 → 2005-04-01
  Pan-American Investment Advisers, Inc.
  Bellevue, WA

Other Businesses

1. LTC AND P &C INSURANCE AGENCY POSITION: Owner NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/15/2002 ADDRESS: 13852 SE 62nd St., Bellevue WA 98006-4805 DESCRIPTION: Offer Long Term Care, Term Life, heath, med sup and P&C insurance 2. GEORGE W. HOOK III FINANCIAL SERVICES POSITION: Owner NATURE: Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/15/2002 ADDRESS: 13852 SE 62nd St., Bellevue WA 98006 DESCRIPTION: Offer investments and advice through Securities America 3. DBA - George W Hook III Financial Services 4. LIGHT FAMILY TRANSITION LLC POSITION: Leader NATURE: Performance contract to rezone property INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2019 ADDRESS: 25992 Auburn Farm Rd, Aldie VA 20105 DESCRIPTION: Secure Zoning changes for property 5. LIGHT FAMILY TRANSITION LLC POSITION: Leader NATURE: Performance contract to rezone property INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2019 ADDRESS: 25992 Auburn Farm Rd, Aldie VA 20105, United States DESCRIPTION: Secure Zoning changes for property

Exams

• S66 Uniform Combined State Law Examination
  1999-08-10

Other Names

• Tripp Hook