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100 Coliseum Drive, Cohoes, NY 12047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. Llc | New York | NY | 01/2026 | Present |
| Openexchange | New York | NY | 12/2018 | 02/2022 |
| S&P Global | New York | NY | 02/2023 | 05/2025 |
| Unemployed/Garden Leave | Denville | NJ | 06/2025 | 12/2025 |
| Ihs Markit | New York | NY | 12/2013 | 11/2018 |
| Unemployed | Denville | NJ | 03/2022 | 01/2023 |
Owner of East Lake Films, LLC, a holding company to manage residuals for three films. Organization operates out of Denville, NJ. Organization is not primarily engaged in investment-related activity. Start Date: January 01, 2012. Two hours per year. Duties include the general management of the company.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 1997-12-31 |
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