Joey Lynn Price

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 06/2019
  Wachovia Securities Financial Network, Llc (11025)
  Little Rock, AR
• 06/2019 → Present
  Lpl Financial Llc
  Little Rock, AR

Previous Registrations

• 2009-04-07 → 2019-06-24
  Wells Fargo Advisors Financial Network, Llc
  Little Rock, AR
• 2001-05-18 → 2009-04-23
  Citigroup Global Markets Inc.
  Little Rock, AR
  Little Rock, AR

Other Businesses

1)6/20/19- Price Investment Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 4/7/2009- 100 Hours Per Month/0 Hours During Securities Trading. 2)6/20/19- Ouachita Financial Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- Hot Springs, AR- start date 11/2016 - 60hrs/mth 3) 8/27/2020 - JL PRICE GROUP LLC - Investment Related - 523 N. UNIVERSITY, LITTLE ROCK, AR 72205 - Real Estate Rental - Start Date: 08/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 4) 11/5/2020 - Estate of Melody Lynn Bryant - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Executor - Started 02/08/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Executor of cousin's estate. 5) 4/11/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 12/30/2022 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-22
• S63 Uniform Securities Agent State Law Examination
  1987-01-05