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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| FL | RA | APPROVED | 2018-10-19 |
Branch Locations
6730 W Gulf To Lake Hwy, Cyrstal River, FL 34429 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suncoast Credit Union | Tampa | FL | 05/2014 | 09/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 05/2014 | 09/2018 |
| Regions Bank | Spring Hill | FL | 09/2018 | Present |
| Cetera Investment Advisers Llc | Spring Hill | FL | 09/2018 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-19 |
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