Best Investors Account Sign in
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-01-06
  • MI RA
    APPROVED
    Since 2017-01-06

Branch Locations

1400 Abbott Road Suite 430, East Lansing, MI 48823 • United States

1400 Abbott Road Suite 140, East Lansing, MI 48823 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald & Co East Lansing MI 02/2015 01/2017
Oppenheimer & Co. Inc. East Lansing MI 01/2017 Present
  • 02/2015 → 01/2017
    Cantor Fitzgerald & Co
    East Lansing, MI
  • 01/2017 → Present
    East Lansing, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-19
S63 Uniform Securities Agent State Law Examination 1986-10-01
  • S65 Uniform Investment Adviser Law Examination
    2003-05-19
  • S63 Uniform Securities Agent State Law Examination
    1986-10-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in East Lansing, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor