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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-01-06 |
Branch Locations
1400 Abbott Road Suite 430, East Lansing, MI 48823 • United States
1400 Abbott Road Suite 140, East Lansing, MI 48823 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald & Co | East Lansing | MI | 02/2015 | 01/2017 |
| Oppenheimer & Co. Inc. | East Lansing | MI | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-01 |
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