Richard Allen Zurbriggen

Current Employers

Employment History

• 12/1983 → Present
  Zurbriggen Financial & Insurance Services
  Sanibel, FL
• 12/2000 → 06/2024
  Securities America, Inc.
  Tinley Park, IL
• 01/2001 → 06/2024
  Securities America Advisors, Inc.
  Tinley Park, IL
• 01/2003 → Present
  Rick Zurbriggen - Landlord
  Sanibel, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sanibel, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sanibel, FL

Previous Registrations

• 2001-01-09 → 2024-06-14
  Securities America Advisors, Inc.
  Sanibel, FL
  Sanibel, FL
  Fort Myers, FL

Other Businesses

**SANIBEL WILD WILDLIFE PHOTOGRAPHY -PHOTOGRAPHER -WILDLIFE PHOTOGRAPHY #HRS 1 SEC TRADE HRS 1 -3/8/11 -4240 Horse Creek Blvd, Fort Myers, FL 33905 -WILDLIFE PHOTOGARPHY & SALES OF CANVAS PRINTS FROM PHOTOGRAPHY **ZURBRIGGEN FINANCIAL -President -SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - INVESTMENT ADVISOR REPRESENTATIVE INVEST RELATED Yes #HRS 120 SEC TRADE HRS 100 -1/1/01 -695 Tarpon Bay Rd Unit 4, Sanibel, FL 33957 -Comprehensive Wealth Management **RICK ZURBRIGGEN -Landlord -Landlord INVEST RELATED No #HRS 1 -1/1/96 -695 Tarpon Bay Rd Unit 4, Sanibel FL 33957 -Landlord of a office condo and a residential condo **VIVID ADVENTURE SAFARIS LTD -Investor -Investment and partner in a Travel Guide Safari Company in Uganda. I would just be an investment partner, no duties there. #HRS 1 -7/5/22 -PO Box 2991, Kampala, Uganda FL 33957 -I will be a silent partner investing in the purchase of a safari vehicle to be used to provide safaris to travelers to Uganda, Africa. I will be a 50% shareholder and will have a loan to the company for $100,000 with a lien on the vehicle to be purchased. **ZURBRIGGEN FINANCIAL -Agent/ Owner -Life and Health Insurance Sales and Service INVEST RELATED Yes #HRS 2 SEC TRADE HRS 2 -12/1/83 -695 Tarpon Bay Rd Unit 4, Sanibel FL 33957 -Sales and service of life and health insurance ** HORSE CREEK HOMEOWNERS ASSOCIATION POSITION: Treasurer NATURE: Serving for a Not for profit HOA Board INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2024 ADDRESS: c/o Sandcastle Community Management, 9150 Galleria Ct. Suite 201, Naples FL 34109, United States DESCRIPTION: Verify books and records are correct from Management Company, Help prepare budget. The Treasurer. The Treasurer shall be responsible for keeping full and accurate accounts of receipts and disbursements in books belonging to the Corporation and shall cause all monies and other valuable effects to be deposited or kept in the name and to the credit of the Corporation in such depositories as may be designated by the Board of Directors. He shall oversee the disbursement of funds of the Corporation, taking proper vouchers for such disbursements, and shall render to the President and Directors, at the regular meetings of the Board, or whenever they may require it, an account of all transactions and of the financial condition of the Corporation. He shall be the chairman of the Budget Committee, if any. He maybe required to give the Corporation a bond in a sum and with one or more sureties satisfactory to the Board, for the faithful performance of the duties of his office, and the restoration of the Corporation in case of his death, resignation or removal from office, of all books, papers, vouchers, money or other property of whatever kind in his possession belonging to the Corporation. The Corporation shall pay all premiums for issuance of the bond. In general, he shall perform all duties incident to the office of Treasurer and such other duties as from time to time may be prescribed by the President or the Board of Directors.??

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-03
• S63 Uniform Securities Agent State Law Examination
  1991-11-22

Designations

Other Names

• Rick Zurbriggen