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440 N Wells St Suite 530, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-16 |
Branch Locations
440 N Wells St Suite 530, Chicago, IL 60654 • United States
Hinsdale, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nomura Securities International, Inc. | New York | NY | 07/2008 | Present |
| Bank Of Brazil | London | 09/2013 | 02/2020 | |
| Embree Financial | Chicago | IL | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-10-10 |
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