Robert Anthony Sniezek

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2010-10-26
KS	RA	APPROVED	2010-10-25

MO RA
APPROVED

Since 2010-10-26
KS RA
APPROVED

Since 2010-10-25

Branch Locations

40 Corporate Woods Building 9401 Indian Creek Parkway, Suite 1100, Overland Park, KS 66210 • United States

787 7Th Avenue, New York, NY 10019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Overland Park	KS	10/2010	Present

10/2010 → Present

Stifel Nicolaus & Co Inc

Overland Park, KS

Previous Registrations

2008-09-04 → 2010-10-27

Inovest Wealth Management, Llc

Prarie Village, KS
2008-06-17 → 2008-07-31

Ubs Financial Services Inc.

Kansas City, MO
2002-12-03 → 2005-02-28

Morgan Stanley Dw Inc.

Kansas City, MO

Kansas City, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-11-17
S65	Uniform Investment Adviser Law Examination	2008-06-16

S63 Uniform Securities Agent State Law Examination

2010-11-17
S65 Uniform Investment Adviser Law Examination

2008-06-16

Other Names

Robert Anthony Sniezek
Robert A Sniezek
Robert A Sniezek

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews