Leigh Sandra Harter

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Chicago, IL
• 03/2014 → Present
  Kestra Investment Services, Llc
  Chicago, IL

Previous Registrations

• 2012-11-05 → 2014-12-31
  Pinnacle Pension Consultants Llc
  Chicago, IL
• 2009-11-13 → 2012-06-13
  M Holdings Securities, Inc.
  Deerfield, IL

Other Businesses

Business Name: SBSI, Inc. Investment Related: Yes Address: 500 W. Monroe, Suite 2700 Chicago IL 60661 Nature of Business: Insurance Position, Title or Relationship: Sr. Vice President, Producer Start Date: 3/1/2014 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Interfacing with advisors and clients with the object of helping them with their insurance needsBusiness Name: Kestra Financial Advisory Services Investment Related: Yes Address: 5707 Southwest Parkway Blvd Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Director Start Date: 10/6/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Meet with advisors and clients in regard to their insurance needs.Business Name: STEP Chicago Investment Related: No Address: C/O Katarinna McBride/Harrison & Held, 333 W. Wacker Drive, Suite 1700 Chicago IL 60606 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Treasurer Start Date: 10/6/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Keep track of the financial activities of the branch and file our annual return with STEP

Exams

• S66 Uniform Combined State Law Examination
  2009-08-27

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Leigh Henschel