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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
FL RA APPROVED 2009-04-02
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • FL RA
    APPROVED
    Since 2009-04-02

Branch Locations

5125 Combee Lane Bldg B, Sarasota, FL 34241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Miami FL 04/2007 Present
Gulfstream Advisors Key Largo FL 10/2007 Present
Raymond James Financial Services Advisors, Inc Miami FL 04/2009 Present
Previous Registrations
  • 2003-09-19 → 2007-03-30
    Banc Of America Investment Services, Inc.
    Coral Gables, FL
    Coral Gables, FL
  • 2000-07-14 → 2003-10-02
    Miami, FL
Other Businesses

(1)Name of Business: Gulfstream Advisors, Inc. Address: 5125 Combee Lane, Sarasota, FL, 34241, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/10/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President/Owner (2)Name of Business: Gulfstream Prime Properties LLC Address: 5125 Combee Ln, sarasota, FL, 34241, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/21/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Mange rental real estate property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-26
S63 Uniform Securities Agent State Law Examination 1986-07-30
  • S66 Uniform Combined State Law Examination
    2005-09-26
  • S63 Uniform Securities Agent State Law Examination
    1986-07-30

View on SEC IAPD

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