George Kenneth Slyman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Northeast Planning Associates, Inc.
  New Ipswich, NH
• 07/2007 → Present
  Lpl Financial Llc
  New Ipswich, NH

Previous Registrations

• 2003-11-25 → 2004-09-29
  Mutual Service Corporation
  Petersborough, NH
• 1994-01-01 → 2003-11-13
  Veravest Investment Advisors, Inc.
  Peterborough, NH

Other Businesses

1) 10/30/2007: NORTHEAST PLANNING ASSOCIATES, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 75% OF TIME SPENT 2) 10/30/2007: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - FIXED INSURANCE SALES, INCLUDING LIFE, DISABILITY, LTC, AND FIXED ANNUITY 3) 12/18/2013: NORTHEAST PLANNING ASSOCIATES, INC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: NORTHEAST PLANNING ASSOCIATES, INC - 10% OF TIME SPENT - FIXED FEES 4) 10/13/2020 - No Business Name - Not Investment Related - 188 Ashburnham Rd New Ipswich NH 03071 - Other-Radio/Podcast - Started 05/08/2020 - 4 Hours Per Month/0 Hours During Securities Trading - Host - 4 Hours Per Month/0 Hours During Securities Trading - Host of the Two Stroke Penalty Golf Podcast. 5) 5/19/2021 - Northeast Planning Associates, Inc. - DBA: Northeast Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/12/2021 - 80 Hours Per Month/4 Hours During Securities Trading. 6) 04/30/2024 - Lighthouse Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/03/2024 - 65 Hours Per Month/ 3 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-04-16

Designations

• Certified Financial Planner