Sanford Leigh Warmund

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  Gwn Securities
  Palm Beach Gardens, FL

Previous Registrations

• 1995-10-11 → 2010-04-06
  Lincoln Investment
  Fort Washington, PA
  Kansas City, MO

Other Businesses

RELIANT FINANCIAL 1600 GENESEE ST. STE. 900, KANSAS CITY, MO 64102 INVESTMENTS, EXECUTIVE VP, 12/94-PRESENT 120HRS. I AM A 49% OWNER OF RELIANT FINANCIAL SERVICES, A FINANCIAL SERVICES MARKETING COMPANY. INSURANCE/AGENT-ACCIDENT & HEALTH LIFE INSURANCE POSITION: SALES REPRESENTATIVE NATURE: LIFE INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 07/01/2012 ADDRESS: 1600 GENESSEE, SUITE 961, KANSAS CITY MO 64102 DESCRIPTION: OCCASSIONALLY HAVE INDIVIDUALS WHO NEED LIFE INSURANCE

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-10-06
• S63 Uniform Securities Agent State Law Examination
  1986-02-07

Other Names

• Sandy Warmund