Steven William Mcmahon

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-07-21
FL	RA	APPROVED	2010-11-10

TX RA
APPROVED_RES

Since 2014-07-21
FL RA
APPROVED

Since 2010-11-10

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Palm Beach Gardens	FL	11/2010	Present

11/2010 → Present

Ubs Financial Services Inc

Palm Beach Gardens, FL

Previous Registrations

2006-09-25 → 2010-11-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach Gardens, FL
1995-01-30 → 2006-10-02

Citigroup Global Markets Inc.

Jupiter, FL

Jupiter, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-08
S63	Uniform Securities Agent State Law Examination	1986-02-27

S65 Uniform Investment Adviser Law Examination

2006-11-08
S63 Uniform Securities Agent State Law Examination

1986-02-27

Other Names

Steven William Mcmahon
Stevenwilliam Mcmahon

View on SEC IAPD