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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-02-14 |
Branch Locations
5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Mckinney | TX | 11/2012 | 01/2017 |
| Brazos Securities, Inc. | Dallas | TX | 09/2016 | 01/2017 |
| Morgan Stanley | Dallas | TX | 02/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2017 | Present |
1. Retina Foundation of the Southwest; Investment related No; Dallas, TX; Charity / Private Foundation; Board Member / Member of Finance and Investment Committees (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 2; Review Investments 2.*541596 - The Moorings, Ltd.; Investment related Yes; Tortola, British Virgin Islands; Recreation; Boat Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023 ; During business hours: 0; After business hours: 0 *701947- Rental Property; Investment related: Yes; McKInney, Texas; Rental Property; Co-Trustees (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 1; After business hours: 1; Administrative: Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-16 |
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