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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-14
  • TX RA
    APPROVED
    Since 2017-02-14

Branch Locations

5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Mckinney TX 11/2012 01/2017
Brazos Securities, Inc. Dallas TX 09/2016 01/2017
Morgan Stanley Dallas TX 02/2017 Present
Morgan Stanley Private Bank, National Association New York NY 02/2017 Present
  • 11/2012 → 01/2017
    Self Employed
    Mckinney, TX
  • 09/2016 → 01/2017
    Brazos Securities, Inc.
    Dallas, TX
  • 02/2017 → Present
    Dallas, TX
  • 02/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2016-10-10 → 2017-02-15
    Brazos Securities, Inc.
    Mckinney, TX
    Dallas, TX
    Dallas, TX
Other Businesses

1. Retina Foundation of the Southwest; Investment related No; Dallas, TX; Charity / Private Foundation; Board Member / Member of Finance and Investment Committees (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 2; Review Investments 2.*541596 - The Moorings, Ltd.; Investment related Yes; Tortola, British Virgin Islands; Recreation; Boat Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023 ; During business hours: 0; After business hours: 0 *701947- Rental Property; Investment related: Yes; McKInney, Texas; Rental Property; Co-Trustees (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 1; After business hours: 1; Administrative: Accounting/Bookkeeping

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-06
S63 Uniform Securities Agent State Law Examination 1989-01-16
  • S66 Uniform Combined State Law Examination
    2016-10-06
  • S63 Uniform Securities Agent State Law Examination
    1989-01-16
Other Names
  • Alex M Cena
  • Alex Cena
  • Alex Mamon Cena

View on SEC IAPD

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