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3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-21 |
Branch Locations
3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Walnut Creek | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 11/2016 | 11/2022 |
| Belpointe Asset Management Llc | Reno | NV | 11/2022 | 06/2023 |
| Brookwood Insurance Group Llc | Phoenix | AZ | 11/2022 | Present |
| Brookwood Investment Group Llc | Phoenix | AZ | 06/2023 | Present |
1). BROOKWOOD INSURANCE GROUP, LLC; INVESTMENT RELATED; 3930 E. RAY ROAD, SUITE 155, PHOENIX AZ 85044; FIXED INSURANCE SALES; LICENSED INSURANCE PRODUCER SINCE 11/2022; HOURS PER MONTH: 10; HOURS DURING TRADING: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-15 |
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