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Current Employers
Ashwood Advisors

5 North Meadows Road, Medfield, MA 02052 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-07-24
SC RA APPROVED 2026-06-10
MA RA APPROVED 1999-06-01
  • RI RA
    APPROVED
    Since 2026-07-24
  • SC RA
    APPROVED
    Since 2026-06-10
  • MA RA
    APPROVED
    Since 1999-06-01

Branch Locations

5 North Meadows Road, Medfield, MA 02052 • United States

Little Compton, RI • United States

Aiken, SC • United States

Sherborn, MA • United States

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2007-12-19
  • MA RA
    APPROVED
    Since 2007-12-19

Branch Locations

5 North Meadows Road 2Cd Fl. Unit 1D, Medfield, MA 02052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Medfield MA 06/1997 Present
Ashwood Advisors, Llc Medfield MA 06/1999 Present
Other Businesses

(1.) NAME OF OBA: JUNIPER ROCK FARM; ADDRESS OF OBA: SHERBORN, MA 01770;   NATURE: FARMING;   INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER;   DUTIES: OWNER;   START DATE: 02/01/2003;   APPROX. NUMBER OF HOURS/MONTH: 24;   APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0;   (2.) NAME OF OBA: OLD BULL LANE FARM;   ADDRESS OF OBA: LITTLE COMPTON, RI;   NATURE: FARMING;   INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER;   DUTIES: OWNER;   START DATE: 09/16/2016;   APPROX. NUMBER OF HOURS/MONTH: 40 FOR JUNE, JULY, AUGUST AND SEPT ONLY;   APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: INSURANCE PRODUCER;   ADDRESS OF OBA: MEDFIELD, MA 02052;   NATURE: SELLING INSURANCE PRODUCTS;   INVESTMENT RELATED: YES; TITLE WITH OBA: OWNER;   DUTIES: SELLING ANNUITIES, LTC, LIFE AND DISABILITY INSURANCE; START DATE: 06/07/1997;   APPROX. NUMBER OF HOURS/MONTH: 5;   APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: NORTH MEADOWS REAL ESTATE;   ADDRESS OF OBA: MEDFIELD, MA 02052;   NATURE: PROPERTY OWNER;   INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER;   DUTIES: PREPARE ANNUAL LLC FILINGS;   START DATE: 06/07/1997;   APPROX. NUMBER OF HOURS/MONTH: 1;   APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (5.) NAME OF OBA: TAX PREPARATION;   ADDRESS OF OBA: MEDFIELD, MA 02052;   NATURE: PREPARING TAX RETURNS;   INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER;   DUTIES: TAX PREPARER;   START DATE: 06/07/1997;   APPROX. NUMBER OF HOURS/MONTH: 5 FOR MARCH AND APRIL ONLY;   APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0  

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-25
S63 Uniform Securities Agent State Law Examination 1993-10-04
  • S65 Uniform Investment Adviser Law Examination
    1999-02-25
  • S63 Uniform Securities Agent State Law Examination
    1993-10-04

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