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Annemarie E Cook

Ubs Financial Services Inc.

North Rose, NY

Rochester, NY

Rochester, NY

North Rose, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2016-03-28
TX RA APPROVED 2016-03-22
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2016-03-28
  • TX RA
    APPROVED
    Since 2016-03-22

Branch Locations

North Rose, NY • United States

Rochester, NY • United States

400 Linden Oaks, Rochester, NY 14625 • United States

6744 Briscoe Cove Rd, North Rose, NY 14516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rochester NY 03/2016 Present
Previous Registrations
  • 2009-06-01 → 2016-04-08
    Morgan Stanley
    Rochester, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Rochester, NY
    Rochester, NY
  • 2002-12-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rochester, NY
    Rochester, NY
Other Businesses

OWNER RENTAL PROPERTY - HINESVILLE, GA; 0 HOURS SPENT DURING AND AFTER BUSINESS; Start date: 2006.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-15
S63 Uniform Securities Agent State Law Examination 1996-10-15
  • S65 Uniform Investment Adviser Law Examination
    1996-11-15
  • S63 Uniform Securities Agent State Law Examination
    1996-10-15
Other Names
  • Annemarie E Cook
  • Annemarie Molloy
  • Annemarie Elise Cook

View on SEC IAPD

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