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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-29 |
| SC | RA | APPROVED | 2025-01-29 |
| NY | RA | APPROVED | 2021-03-18 |
| NC | RA | APPROVED | 2019-05-29 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Williamsville | NY | 05/2009 | 04/2017 |
| Hightower Securities, Llc | Williamsville | NY | 04/2017 | Present |
| Hightower Advisors, Llc | Williamsville | NY | 04/2017 | Present |
TD HOLDINGS LLC, NOT INVESTMENT RELATED, 747 HOPKINS RD WILLIAMSVILLE, NY 14221, REALESTATE, OWNER, START DATE 11/1/2008. ERIE COUNTY SHERIFF RESERVE, NON INV-RELATED, ERIE COUNTY, NY, COMMUNITY SERVICE, RESERVE, START: 3/1/14, 2 HRS/MO, 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-06 |
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