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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-28 |
Branch Locations
8383 Preston Center Plaza Suite 400, Dallas, TX 75225 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TN | 05/2009 | 05/2021 |
| Bank Of America, N.A. | Dallas | TX | 02/2011 | 05/2021 |
| Morgan Stanley Smith Barney Llc | Dallas | TX | 05/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2021 | Present |
*567408 - Dallas Foundation Advisory Council ; Investment related - No ; Dallas,Texas ; Civic/Community ; Member of the Advisory Council(proprietor, partner, officer, director, employee, trustee, agent) ; 4/2022 ; During business hours : 0.5 ; After business hours : 0 ; Serve as an ambassador, participate in educational events, provide insights to the Dallas Foundation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-18 |
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