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Dawn Holtermann Wyatt

Rockefeller Financial LLC

Florham Park, NJ

Newtown, PA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-10-18
TX RA APPROVED 2024-10-18
  • PA RA
    APPROVED
    Since 2024-10-18
  • TX RA
    APPROVED
    Since 2024-10-18

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

4 Caufield Place Suite 101, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reliefband Technologies Horsham PA 07/2016 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Yardley PA 07/2019 10/2024
Bank Of America, N.A Yardley PA 12/2019 10/2024
Rockefeller Financial Llc Newtown PA 10/2024 Present
Unemployed Newtown PA 05/2018 07/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-27
S63 Uniform Securities Agent State Law Examination 1994-02-01
  • S66 Uniform Combined State Law Examination
    2020-02-27
  • S63 Uniform Securities Agent State Law Examination
    1994-02-01
Other Names
  • Dawn Holtermann
  • Dawn Holtermann Simmons
  • Dawn Holtermannsimmons
  • Dawn Holtermann
  • Dawn Holtermann
  • Dawn Holtermann Simmons
  • Dawn Holtermann Wyatt
  • Dawn H Wyatt
  • Dawn Simmons
  • Dawn Wyatt

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
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