Paul Stephen Mcnulty

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-02-08
MA	RA	APPROVED	2011-04-19

TX RA
APPROVED

Since 2013-02-08
MA RA
APPROVED

Since 2011-04-19

Branch Locations

444 Washington St, Suite 306, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Woburn	MA	04/2011	Present

04/2011 → Present

Lpl Financial Llc

Woburn, MA

Previous Registrations

2009-04-06 → 2011-04-21

Citizens Securities, Inc.

Burlington, MA

Burlington, MA

Danvers, MA

Peabody, MA

Beverly, MA

Beverly, MA
2004-10-20 → 2009-03-24

Banc Of America Investment Services, Inc.

Winchester, MA

Arlington, MA

Burlington, MA

Burlington, MA
2003-07-29 → 2004-10-20

Quick & Reilly, Inc.

Arlington, MA

Other Businesses

1. 9/18/2018 - Boston Metro Advisor - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/11/2011 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-07-12
S63	Uniform Securities Agent State Law Examination	1991-12-13

S65 Uniform Investment Adviser Law Examination

1996-07-12
S63 Uniform Securities Agent State Law Examination

1991-12-13

Designations

Certified Financial Planner

Other Names

Paul Mcnulty

View on SEC IAPD