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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2009-06-01 |
Branch Locations
One Financial Plaza 19Th Floor, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Providence | RI | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*355854 - Ayers Realty, LLC; Investment related:Yes ; Wethersfield, Rhode Island;Real Estate ;Officer:Other (proprietor, partner, officer, director, employee, trustee, agent); 10/2018; During business hours: 0; After business hours: 2:Administrative:Accounting/Bookkeeping:Check Signing/Funds Disbursements:Property Management 2. *448761- Freelance commerical charter pilot; Investment related No; Narraganssett, Rhode Island; Commercial charter pilot; indenpendent contractor (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 0; After business hours: 0; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-08-12 |
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