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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-18 |
| NJ | RA | APPROVED | 2022-01-05 |
Branch Locations
222 Mount Airy Road Ste 209, Basking Ridge, NJ 07920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Paramus | NJ | 07/2016 | 01/2022 |
| Raymond James Financial Services | Basking Ridge | NJ | 01/2022 | Present |
| Raymond James Financial Services Advisors | Basking Ridge | NJ | 01/2022 | Present |
(1)Name of Business: IronRidge Wealth Management Group Address: 222 Mount Airy Rd Ste 209, Basking Ridge, NJ, 07920-2336, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/17/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Operational responsibility supporting the Financial advisor and back up supervisory to the branch manager. (2)Name of Business: Paw Prints by Olivia Address: 70 Ashwood Avenue, Summit, NJ, 07901, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 06/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pet Care - silent partner not listed in the TIN LLC paperwork
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-27 |
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