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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-11 |
| IL | RA | APPROVED | 2006-03-17 |
Branch Locations
3000 Woodcreek Dr Ste 210, Downers Grove, IL 60515-5401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Downers Grove | IL | 03/2006 | Present |
(1) 04/12/2006 * DJM Capital Management * Business Entity For Tax/Investment Purposes Only * INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 1% * DJM Capital Management is the company established to receive income. The name DJM Capital Management will not be held out to the public. LPL is the name held out to the public in FA capacity. (2) 6/1/2017 - 3000 Woodcreek LLC - Not Investment Related - 3000 Wooodcreek Dr 210, Downers Grove IL 60515 - Business Entity For Tax/Investment Purposes Only - Started 05/30/2015 - 1 Hour Per Month/0 Hours During Securities Trading - LLC to purchase an office condo. 3. 7/3/2018 - 3000 WOODCREEK LLC - Investment Related - At Reported Business Location(s) - Other-LLC 20% PARTNER - Start Date:06/01/2015 - 3 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-27 |
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