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Eugenia Amador

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2010-01-01
TX RA APPROVED 2010-01-01
  • GA RA
    APPROVED
    Since 2010-01-01
  • TX RA
    APPROVED
    Since 2010-01-01

Branch Locations

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 01/2010 Present
Previous Registrations
  • 2006-08-25 → 2010-01-01
    Ubs International Inc.
    Houston, TX
  • 1998-01-01 → 2006-08-29
    Banc Of America Investment Services, Inc.
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-28
S63 Uniform Securities Agent State Law Examination 1986-03-21
  • S65 Uniform Investment Adviser Law Examination
    1995-12-28
  • S63 Uniform Securities Agent State Law Examination
    1986-03-21
Other Names
  • Genie Amador
  • Genie Crespo

View on SEC IAPD

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TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
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AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
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