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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1996-10-29
FL RA APPROVED 1986-02-27
  • TX RA
    APPROVED_RES
    Since 1996-10-29
  • FL RA
    APPROVED
    Since 1986-02-27

Branch Locations

660 Beachland Blvd, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vero Beach FL 12/1985 Present
Bank Of America,Na Vero Beach FL 12/2009 Present
Other Businesses

I*134670For profit or not for profit: Non-Profit Organization Name of outside business organization: Johns Island Community Service League Investment related: No Address of business: Vero Beach, Florida 32963 Nature of business: Charitable Organization, Position, title, association: Other, volunteer without a committee affiliation Start date of relationship: 8/25/2020Number of hours devoted: 10 hours Quarterly Number of hours devoted during trading hours: 0 Duties: I only volunteer to oversee 8 other volunteers in the grants committee. I*1384264For profit or not for profit: Entity Charitable Name of outside business organization: Riverside Theatre Investment related: No Address of business: Vero Beach, Florida, 32963 Nature of business: Charitable Organization Position, title, association: Treasurer, Board Member, Start date of relationship: 3/20/2023 Number of hours devoted: 2 hours Mthly Number of hours devoted during trading hours: 0 Duties: I am on the board and I am the treasurer of the board. I*: 2312260Entity Type: For ProfitName of OBA: PELICAN PROPERTY GROUP OF VERO BEACH LLCAddress: Vero Beach, FL 32963Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 03/31/2025Number of Hours: 5 hrs wklyNumber of Hours during trading: 0Duties: The LLC holds two rental homes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-03
S63 Uniform Securities Agent State Law Examination 1986-03-04
  • S65 Uniform Investment Adviser Law Examination
    1997-02-03
  • S63 Uniform Securities Agent State Law Examination
    1986-03-04
Other Names
  • Moskos Baerbel
  • Baerbel Ohaire

View on SEC IAPD

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