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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1996-10-29 |
| FL | RA | APPROVED | 1986-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vero Beach | FL | 12/1985 | Present |
| Bank Of America,Na | Vero Beach | FL | 12/2009 | Present |
I*134670For profit or not for profit: Non-Profit Organization Name of outside business organization: Johns Island Community Service League Investment related: No Address of business: Vero Beach, Florida 32963 Nature of business: Charitable Organization, Position, title, association: Other, volunteer without a committee affiliation Start date of relationship: 8/25/2020Number of hours devoted: 10 hours Quarterly Number of hours devoted during trading hours: 0 Duties: I only volunteer to oversee 8 other volunteers in the grants committee. I*1384264For profit or not for profit: Entity Charitable Name of outside business organization: Riverside Theatre Investment related: No Address of business: Vero Beach, Florida, 32963 Nature of business: Charitable Organization Position, title, association: Treasurer, Board Member, Start date of relationship: 3/20/2023 Number of hours devoted: 2 hours Mthly Number of hours devoted during trading hours: 0 Duties: I am on the board and I am the treasurer of the board. I*: 2312260Entity Type: For ProfitName of OBA: PELICAN PROPERTY GROUP OF VERO BEACH LLCAddress: Vero Beach, FL 32963Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 03/31/2025Number of Hours: 5 hrs wklyNumber of Hours during trading: 0Duties: The LLC holds two rental homes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-04 |
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