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Mark John Faber

Allstate Financial Advisors, LLC

Tucson, AZ

CRD 1457554

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Employer firm

Allstate Financial Advisors, LLC CRD 109524

$142M regulatory AUM

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-04-05
  • AZ RA
    APPROVED
    Since 2021-04-05

Branch Locations

645 E Speedway Tucson Az 85705-7433, Tucson, AZ 85705-7433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Tucson AZ 06/2009 11/2019
Securities America, Inc. Tucson AZ 12/2019 01/2020
Pfg Advisors Tucson AZ 12/2019 01/2020
Aflac Tucson AZ 03/2020 02/2021
Allstate Financial Services Llc Lincoln NE 03/2021 Present
Genworth Insurance Co Richmond VA 07/2023 Present
Allstate Insurance Co Northbrook IL 03/2021 Present
Allstate Financial Advisors Llc Lincoln NE 03/2021 Present
  • 06/2009 → 11/2019
    Tucson, AZ
  • 12/2019 → 01/2020
    Securities America, Inc.
    Tucson, AZ
  • 12/2019 → 01/2020
    Tucson, AZ
  • 03/2020 → 02/2021
    Aflac
    Tucson, AZ
  • 03/2021 → Present
    Allstate Financial Services Llc
    Lincoln, NE
  • 07/2023 → Present
    Genworth Insurance Co
    Richmond, VA
  • 03/2021 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 03/2021 → Present
    Lincoln, NE
Previous Registrations
Other Businesses

MARK FABER POSITION: broker NATURE: Black Gould & AssociatesHealth insurance brokerage firm that I receive trails every once in awhile. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 3968 E Justin Lane, Tucson AZ 85712, United States DESCRIPTION: I used this agancy for health insurance related matters in the past for clients. GENWORTH INSURANCE CO POSITION: agent NATURE: Renewals for business written direct in the past INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2023 ADDRESS: 6620 W Broad St, Richmond VA 23230, United States DESCRIPTION: Renewals on direct business written in the past EVERLAKE LIFE POSITION: agent NATURE: receive trails INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2026 ADDRESS: 645 E Speedway blvd, Tucson AZ 85705, United States DESCRIPTION: Everlake renewals

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-07
S63 Uniform Securities Agent State Law Examination 1986-07-11
  • S65 Uniform Investment Adviser Law Examination
    2006-10-07
  • S63 Uniform Securities Agent State Law Examination
    1986-07-11

View on SEC IAPD

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