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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-24 |
| VA | RA | APPROVED | 2002-06-21 |
Branch Locations
200 Country Club Dr Sw Ste C2, Blacksburg, VA 24060 • United States
10 S Jefferson St Ste 100, Roanoke, VA 24011 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Blacksburg | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Blacksburg | VA | 11/2016 | Present |
KERN FARMS, INC., NOT INV RELATED, LYONS, KS, FAMILY FARM, PRINCIPALLY GRAIN, BOARD MEMBER, MINORITY OWNER, STARTED 1976, LESS THAN 1 HOUR PER MONTH DEVOTED TO BUSINESS, ZERO HOURS DURING BUSINESS, ACT AS PASSIVE SHAREHOLDER AND BOARD MEMBER IN FAMILY FARM OPERATION. CONSERVATOR FOR BROTHER; INV RELATED; LYONS, KS; START: 12/8/15; 5 HRS/MO; 1 HR DURING TRADING. TIMBER MANAGEMENT COMPANY; NOT INV. RELATED; EAGLE ROCK,VA; 100% OWNED BY THE CREEK HOUSE TRUST; START DATE 02/01/2023; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; LIMITED SCALE TIMBER CUTTING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-26 |
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