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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
1432 Easton Road Suite 4-H, Warrington, PA 18976 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Warrington | PA | 12/1985 | 11/2024 |
| Prudential Insurance Company Of America | Warrington | PA | 12/1985 | Present |
| Lpl Enterprise, Llc | Warrington | PA | 11/2024 | Present |
1. 11/14/2024 - The Warrington Insurance Group - Property and Casualty - Warrington, PA - INV REL - Start Date 04/05/2024 - 30hrs/mth | 15hrs during trading 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-21 |
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