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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-10-01
  • PA RA
    APPROVED
    Since 2012-10-01

Branch Locations

515 E. Lancaster Ave, Wayne, PA 19087 • United States

16 Cassun Hill Drive, Garnet Valley, PA 19060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kumud C. Gandhi Wallingford PA 10/1988 Present
Cambridge Investment Research Inc. Fairfield IA 10/2012 Present
Cambridge Investment Research Advisor Inc. Fairfield IA 10/2012 Present
  • 10/1988 → Present
    Kumud C. Gandhi
    Wallingford, PA
  • 10/2012 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 10/2012 → Present
    Cambridge Investment Research Advisor Inc.
    Fairfield, IA
Previous Registrations
  • 1994-05-09 → 2012-10-01
    Avantax Advisory Services
    Wallingford, PA
Other Businesses

1) KUMUD C GANDHI, CPA, MBA, 16 CASSIN HILL DR, GARNET VALLEY, PA 19060-1321. BEGAN 4/1976 AS OWNER OF TAX PREPARATION AND PLANNING SERVICES BUSINESS. DEVOTES 15 HR/WK-10 HR/TRADING. 2) EXECUTOR OF ESTATE~~RENTAL PROPERTIES MANAGEMENT~'NIR'~16 CASSIN HILL DRIVE~~GARNET VALLEY ~PA~19060~RENTAL PROPERTY OWNER/MANAGEMENT~OWNER/SOLE PROPRIETER~12/2004~10HRS~8HRS~ADMINISTRATIVE FUNCTIONS, MARKETING, MANAGEMENT, LEASE REVIEW AND MANAGEMENT. 3) KUMUD GANDHI, 16 CASSIN HILL DR, GARNET VALLEY, PA 19060-1321. BEGAN 6/1986 AS OWNER OF REAL ESTATE RENTAL. DEVOTES 5 HR/WK- 5 HR/TRADING. 4) Independent insurance agent for various independent insurance companies 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/26/1986

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-12-22
  • S63 Uniform Securities Agent State Law Examination
    1986-12-22

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