Stephen Anthony Engro

Current Employers

Employment History

• 09/1998 → Present
  Beacon Retirement Planning Services, Inc.
  Addison, TX
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Dallas, TX
• 04/2000 → Present
  Kestra Investment Services, Llc
  Dallas, TX

Previous Registrations

• 2016-04-19 → 2025-03-26
  Kestra Advisory Services, Llc
  Dallas, TX

Other Businesses

Business Name: BDE PROPERTIES, LLC Investment Related: Yes Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/1999 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: passive no duties except to provide tax info to accountant for tax prep Business Name: BEACON ASSOCIATES MANAGEMENT CO Investment Related: No Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Other Other/None of the Above This LLC was established to facilitate the management income received from NFP and is completely passive. Position, Title or Relationship: Owner, President Start Date: 1/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hrs /month during trading hours: 0% - 10% (0 - 14 hours) Duties: LLC was established to facilitate the management income received from NFP and is completely passive. Business Name: Beacon Retirement Planning Services, Inc. DBA Beacon Financial Group Investment Related: Yes Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Insurance Position, Title or Relationship: Other, Steve is the President, Treasurer, Principal, Manager, Investment Advisor, Insurance Agent under Beacon. Licensed to sell Fixed and Equity Indexed Annuities. 40+ hrs / week. Comp Reviewed: & lt;15% commission based. Start Date: 1/1/1995 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: providing insurance products to our clientele when in need. Business Name: Beacon Retirement Planning Services, Inc. Investment Related: Yes Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Other, Steve is the President, Treasurer, Principal, Manager, Investment Advisor, Insurance Agent under Beacon. Licensed to sell Fixed and Equity Indexed Annuities. 40+ hrs per week. Compensation Reviewed: <15% commission based. Start Date: 1/1/1995 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: to provide advisory services in a fiduciary role to my clients. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: SAE HOLDINGS, LLC Investment Related: Yes Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Real Estate Position, Title or Relationship: Sole Owner Start Date: 1/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: providing capital and some administration Business Name: SAE Properties, LLC Investment Related: Yes Address: 17300 Preston Rd. Ste 120 Dallas TX 75252 Nature of Business: Real Estate Position, Title or Relationship: Owner, President Start Date: 1/1/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Providing the capital and administration necessary to buy and sell and repair homes Business Name: 2406 BELLEVUE RD , LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/13/2024 ADDRESS: 17300 Preston Road, suite 120, CO SAE Properties, Dallas TX 75252, United States DESCRIPTION: collect rent, pay insurance and maintenance

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-25
• S63 Uniform Securities Agent State Law Examination
  1986-04-23