Ann Estelle Deaton

Employer firm

Angeles Wealth Management, LLC CRD 159952

$2.81B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 02/2022
  Usca Securities Llc
  Houston, TX
• 12/2010 → 06/2021
  Usca Ria Llc
  Houston, TX
• 06/2021 → 02/2022
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 06/2022 → Present
  Angeles Wealth Management
  Houston, TX
• 02/2022 → 05/2022
  Unemployed
  Houston, TX

Previous Registrations

• 2021-06-30 → 2022-03-04
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 2010-12-02 → 2021-06-30
  Usca Ria Llc
  Houston, TX
• 2006-08-11 → 2010-12-07
  Ubs Financial Services Inc.
  Houston, TX
  Houston, TX
• 2001-12-06 → 2003-04-01
  Roxbury Capital Management Llc
  Santa Monica, CA

Other Businesses

1) GREATER HOUSTON COMMUNITY FOUNDATION, INVESTMENT-RELATED, 4550 POST OAK PLACE DR., #100, HOUSTON, TX 77027, INVESTMENT COMMITTEE, 01/2002, DEVOTE 1/2 HR PER MONTH, DEVOTE 0 HRS DURING SECURITIES TRADING HRS, OVERSEES THE INVESTMENT CONSULTANT AND VOTE ON INVESTMENT COMMITTEE MATTERS. 2) FAIR DAY FARM, NOT INVESTMENT-RELATED, 2720 ENGELBRECHT ROAD, BURTON, TX, OIL AND GAS LEASE OF FARM PROPERTY, SOLE PROPRIETORSHIP, OWNER OF LAND, 07/2015, 0 HOURS PER MONTH DEVOTED TO ACTIVITY. 3) Goodwill Foundation, Houston TX, Board Member, 5/2016, 1 hour/month, none during market hours 4) Girl Scouts of San Jacinto; non investment-related; Houston, TX; Board Member; 06/2020; >1 hour/month; none during market hours

Exams

• S66 Uniform Combined State Law Examination
  2006-08-10
• S65 Uniform Investment Adviser Law Examination
  1993-04-29
• S63 Uniform Securities Agent State Law Examination
  1986-02-19