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2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-13 |
Branch Locations
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ascendant Advisors (Ria)/(Pension Management) | Houston | TX | 08/1990 | 01/2021 |
| Awm Services Llc (Bd) | Houston | TX | 02/2014 | 11/2020 |
| Sunbelt Securities Inc | Houston | TX | 10/2020 | Present |
Ascendant Advisors LLC (OBA): Investment Related. 770 S Post Oak Ln, Ste 270, Houston, TX 77056. Consultant. On retainer as a consultant. Start: 01/2021. Zero to 10 hours per week, none during trading hours. Ascendent Advisors is ceasing their operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-03 |
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