James Michael Walker

Employer firm

Sunbelt Securities, Inc. CRD 42180

$2.64B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1990 → 01/2021
  Ascendant Advisors (Ria)/(Pension Management)
  Houston, TX
• 02/2014 → 11/2020
  Awm Services Llc (Bd)
  Houston, TX
• 10/2020 → Present
  Sunbelt Securities Inc
  Houston, TX

Previous Registrations

• 2010-11-15 → 2021-01-07
  Ascendant Advisors, Llc
  Houston, TX

Other Businesses

Ascendant Advisors LLC (OBA): Investment Related. 770 S Post Oak Ln, Ste 270, Houston, TX 77056. Consultant. On retainer as a consultant. Start: 01/2021. Zero to 10 hours per week, none during trading hours. Ascendent Advisors is ceasing their operations.

Exams

• S66 Uniform Combined State Law Examination
  2010-11-12
• S63 Uniform Securities Agent State Law Examination
  2005-02-03

Other Names

• Jimmy Walker