Michael Pair Gee

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 07/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
• 11/2009 → 07/2018
  Bank Of America, N.A.
  Paramus, NJ
• 07/2018 → Present
  Rbc Capital Markets, Llc.
  Florham Park, NJ
• 08/2018 → Present
  City National Bank
  Florham Park, NJ

Previous Registrations

• 2009-01-09 → 2018-07-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
• 2007-04-02 → 2009-01-12
  Morgan Stanley & Co. Llc
  Ridgewood, NJ
• 2002-05-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  Fairfield, NJ
  Fairfield, NJ
  Ridgewood, NJ

Other Businesses

(1) NAME OF ENTITY: LMJ Gee LLC ADDRESS: 1718 Oakwood Terrace Scotch Plains New Jersey 07076 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Nov 08, 2010 CAPACITY: Owner DUTIES: Part of an estate plan HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-19
• S63 Uniform Securities Agent State Law Examination
  1986-05-12

Other Names

• Michael Patrick Gee