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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-07 |
| TX | RA | APPROVED_RES | 2025-04-07 |
Branch Locations
Castro Valley, CA • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 12/2012 | 10/2016 |
| Charles Schwab & Co., Inc. | Westlake | TX | 06/2017 | 01/2021 |
| Unemployed | Fort Worth | TX | 11/2016 | 04/2017 |
| Repotted Enterprises | Fort Worth | TX | 05/2017 | 06/2018 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 07/2021 | 03/2022 |
| Unemployed | Fort Worth | TX | 02/2021 | 06/2021 |
| Rbc Capital Markets, Llc | San Francisco | CA | 06/2022 | 06/2024 |
| Morgan Stanley | San Francisco | CA | 03/2025 | Present |
| Unemployed | Antioch | CA | 06/2024 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-28 |
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