Steven Laurence Middleton

Current Employers

Employment History

• 05/1990 → Present
  Stephens Inc.
  Little Rock, AR

Other Businesses

Middleton Holding Co-Not IR-Bryant, AR-28.33% Owner-Heating & Air-10/2002-Minimal hrs devoted-0 during trading; Yell County Investments, LLC -Perry County, AR-IR-50% Owner-cabin-2/1999-Minimal hrs devoted-0 during trading; Mid Investments Corp LLC-Box 263, LR, AR-IR-Member/50% Owner-Various rei-4/2011-Minimal hrs devoted-0 during trading; Chenal Properties Assoc-LR, AR-Not IR-Member-Prop oversight for neighborhood-4/2011-Minimal hrs devoted-0 during trading; Baptist Medical Fndn-LR, AR-Not IR-Board Member-Fundraising for hospital-1/2011-Minimal hrs devoted-0 during trading; Midwash Corp-42 Chenal Cir, LR, AR-IR-50% Owner-Holding Co for multiple carwashes-12/2013-Minimal hrs devoted-0 during trading; Plumbing Now/Russell Lemay Plumbing-8600 Cunningham Lake Rd, LR, AR-Not IR-50% Owner-Residential plumbing company-11/2017-Minimal hrs devoted-0 during trading; Lovell Minnick Equity Partners V- 450 N 7th Ave, Suite 909, NY, NY-IR-Investor-private equity offering- 1/2019-Minimal hrs devoted-0 during trading; Recess LLC-Box 263, Bryant, AR-IR-Limited Partner/Passive Investor 50% Owner-25 year old Fred's Store-12/30/2004-Minimal hrs devoted-0 during trading; Aim13-CV Partners SPVII, LLC-Box 263, Bryant, AR-Not IR-Passive Investor-Drone airspace security-10/2019-Minimal hrs devoted-0 during trading; Ultimate Express/dba M3 Ventures-Box 263, Bryant, AR-IR-Entity holds real estate investment prop located on I-30 in Bryant, AR-33.33% Owner-11/2016-Minimal hrs devoted-0 during trading; SS One of Arkansas-Box 263, Bryant, AR-IR-Entity owns a majority ownership in a warehouse on Colonel Glenn Rd, LR, AR-40% Owner-6/2010-Minimal hrs devoted-0 during trading; CEM Properties-Box 263, Bryant, AR-IR-Entity holds various buildings in Saline Cnty, AR & primarily is the owner of Middleton Heat & Air-1/3 Owner-8/1999 Minimal hrs devoted-0 during trading; M3 Capital-Box 263, Bryant, AR-IR-Entity holds a minority interest in an office park in WLR, AR-33.33% Owner-5/2014-Minimal hrs devoted-0 during trading; The Crossing Center-Box 263, Bryant, AR-IR-Shopping center/strip mall Maumelle, AR-6/2016-25% Owner-0 hrs devoted;Springhill Crossing LLC/Summit Properties-Box 263, Bryant, AR-IR-Real estate parcel, 2 story medical/small office complex Springhill Rd, Bryant, AR-6/2014-Limited Partner/Passive Investor-Minimal hrs devoted-0 during trading; Hot Springs AC, LLC-Box 263, Bryant, AR-Not IR-Small heating/air bus-1/2011-50% Owner/Member-0 hrs devoted; Mid Industry-Box 263, Bryant, AR-IR-30 year old warehouse located in NLR, AR/Managed by Colliers International-Investor-2014-0 hrs devoted; Mid Med LLC-Box 263, Bryant, AR-Entity owns real estate & operates a long term acute care office in Jonesboro, AR-Limited Partner/Passive Investor/25% Owner-5/2009-0 hrs devoted; Springhill Plaza LLC-Box 263, Bryant, AR-IR-30,000 sf warehouse on I-30 Bryant that houses an antique dealer-LP/Passive Investor/50% Owner-5/2005-0 hrs devoted; MidLease LLC-Box 263,Bryant,AR-Not IR-Holds automobiles/equipment associated with Middleton Heat & Air-LP/Passive Investor 50% Owner-1/2007-0 hrs devoted;SLM Invest Holdings-38 Chel Circle, LR, AR-IR-SPV for outside investments-2/2022-100% Owner-0 hours devoted;Mid AR Capital City MMD, LLC-Box 263, Bryant, AR-IR-Member-SPV to hold my outside investment for estate tax purposes-50% Owner-2/2022-0 hrs devoted to the other bus;BSA II, LP-38 Chel Cir, LR, AR-IR- 6/2022-LP for future PE & RE invest-GP- 0 hrs devoted;Middleton Heat & Air-Not IR-Box 506, Bryant, AR-S Corp/H & A Contractor-April 2024-Authority to execute documents on behalf of the company-4 hrs per month devoted-0 during trading; M5 Holdings LLC - 220839 I30, Bryant, AR-IR-Managing Director-LLC will be purchasing Real Estate/Alternative Assets-my responsibility to make decisions & sign paperwork- 10/2024-Less than 5 hrs devoted during trading;Charles E. Middleton Estate-Not IR-12141 Congo Ferndale, LR, AR-Co Executor-Estate-7/2025-Less than 10 hrs devoted during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-21
• S63 Uniform Securities Agent State Law Examination
  1986-02-19