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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-05-17
  • NJ RA
    APPROVED
    Since 2004-05-17

Branch Locations

66 Landis Avenue, Bridgeton, NJ 08302 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ralph S. Wendell Insurance Bridgeton NJ 10/1982 Present
Wendell Financial Services Bridgeton NJ 05/1997 Present
Gwn Securities Inc Palm Beach Gardens FL 05/2004 Present
  • 10/1982 → Present
    Ralph S. Wendell Insurance
    Bridgeton, NJ
  • 05/1997 → Present
    Wendell Financial Services
    Bridgeton, NJ
  • 05/2004 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2003-01-10 → 2004-05-17
    Pmg Securities Corporation
    Bridgeton, NJ
  • 2002-11-11 → 2004-05-17
    Pmg Asset Management Inc
    Bridgeton, NJ
  • 2002-05-09 → 2002-11-08
    Bridgeton, NJ
Other Businesses

DBA- OWNER OF WEDELL FINANCIAL SERVICES. EST. 1982 LIFE INSURANCE AND ANNUITY SALES POSITION: OWNER / SALES PERSON NATURE: LIFE INSURANCE, DISABILITY INSURANCE AND ANNUITY SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 40 INVESTMENT RELATED HOURS: 3 START DATE: 10/01/1983 ADDRESS: 66 LANDIS AVENUE, BRIDGETON NJ 08302 DESCRIPTION: LIFE INSURANCE, DISABILITY INSURANCE AND ANNUITY SALES WENDELL FINANCIAL SERVICES, LLC Is Investment Related, LLC Established for Tax Purposes, Owner, 2006-10-01, 4 hours per month, 0 hours per month during trading hours, No Compensation Compensation, LLC established for tax purposes. No commissions or fees are paid to the LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-07
S63 Uniform Securities Agent State Law Examination 1993-09-15
  • S65 Uniform Investment Adviser Law Examination
    1998-08-07
  • S63 Uniform Securities Agent State Law Examination
    1993-09-15

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