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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-03-21
  • MD RA
    APPROVED
    Since 2024-03-21

Branch Locations

10008 Colesville Road Suite B, Silver Spring, MD 20901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwa Properties, Inc. Silver Spring MD 11/1985 06/2018
Wallace Tax & Accounting Services, P.A. Silver Spring MD 01/1995 Present
Cetera Advisors Llc St Cloud MN 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Cetera Advisors Llc St Cloud MN 01/2004 03/2024
  • 11/1985 → 06/2018
    Gwa Properties, Inc.
    Silver Spring, MD
  • 01/1995 → Present
    Wallace Tax & Accounting Services, P.A.
    Silver Spring, MD
  • 01/2013 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
  • 01/2004 → 03/2024
    Cetera Advisors Llc
    St Cloud, MN
Previous Registrations
  • 2000-04-05 → 2004-01-01
    Ifg Advisory Services Inc
    Silver Spring, MD
Other Businesses

1. WALLACE TAX AND ACCOUNTING SERVICES P.A., 10008 COLESVILLE ROAD, STE B, SLIVER SPRING, MD 20901, START 01/01/98, 100% OWNER, ACCOUNTING/TAX PREPARATION, 30HR/WK, $100,000/YR. 2.PRAISE HIM, INC, SAME ADDRESS, START 01/01/96, NON-PROFIT CHRISTIAN ORGANIZATION/RADIO SHOW, 6HR/WK. 3. GWJW, LLC, NOT INVESTMENT RELATED, 10008 COLESVILLE RD, STE. B, SILVER SPRING, MD 20901, REAL ESTATE OWNERSHIP AND RENTAL, START NOVEMBER 2013, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, MANAGER - RENTAL ACTIVITIES. 4. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: LITERATURE, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: AUTHOR, APX NUMBER OF HOURS PER WEEK: 2 - 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SELF-PUBLISHING THE SPIRITUAL JOURNAL OF LATE HUSBAND ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-26
S63 Uniform Securities Agent State Law Examination 1986-03-19
  • S65 Uniform Investment Adviser Law Examination
    1993-11-26
  • S63 Uniform Securities Agent State Law Examination
    1986-03-19
Designations
Other Names
  • Joyce Ruzich Wallace
  • Joyce Ann Ruzich

View on SEC IAPD

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