Joyce Ann Wallace

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1985 → 06/2018
  Gwa Properties, Inc.
  Silver Spring, MD
• 01/1995 → Present
  Wallace Tax & Accounting Services, P.A.
  Silver Spring, MD
• 01/2013 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2004 → 03/2024
  Cetera Advisors Llc
  St Cloud, MN

Previous Registrations

• 2000-04-05 → 2004-01-01
  Ifg Advisory Services Inc
  Silver Spring, MD

Other Businesses

1. WALLACE TAX AND ACCOUNTING SERVICES P.A., 10008 COLESVILLE ROAD, STE B, SLIVER SPRING, MD 20901, START 01/01/98, 100% OWNER, ACCOUNTING/TAX PREPARATION, 30HR/WK, $100,000/YR. 2.PRAISE HIM, INC, SAME ADDRESS, START 01/01/96, NON-PROFIT CHRISTIAN ORGANIZATION/RADIO SHOW, 6HR/WK. 3. GWJW, LLC, NOT INVESTMENT RELATED, 10008 COLESVILLE RD, STE. B, SILVER SPRING, MD 20901, REAL ESTATE OWNERSHIP AND RENTAL, START NOVEMBER 2013, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, MANAGER - RENTAL ACTIVITIES. 4. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: LITERATURE, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: AUTHOR, APX NUMBER OF HOURS PER WEEK: 2 - 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SELF-PUBLISHING THE SPIRITUAL JOURNAL OF LATE HUSBAND ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-26
• S63 Uniform Securities Agent State Law Examination
  1986-03-19

Designations

• Personal Financial Specialist

Other Names

• Joyce Ruzich Wallace
• Joyce Ann Ruzich