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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-03-21 |
Branch Locations
10008 Colesville Road Suite B, Silver Spring, MD 20901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwa Properties, Inc. | Silver Spring | MD | 11/1985 | 06/2018 |
| Wallace Tax & Accounting Services, P.A. | Silver Spring | MD | 01/1995 | Present |
| Cetera Advisors Llc | St Cloud | MN | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Cetera Advisors Llc | St Cloud | MN | 01/2004 | 03/2024 |
1. WALLACE TAX AND ACCOUNTING SERVICES P.A., 10008 COLESVILLE ROAD, STE B, SLIVER SPRING, MD 20901, START 01/01/98, 100% OWNER, ACCOUNTING/TAX PREPARATION, 30HR/WK, $100,000/YR. 2.PRAISE HIM, INC, SAME ADDRESS, START 01/01/96, NON-PROFIT CHRISTIAN ORGANIZATION/RADIO SHOW, 6HR/WK. 3. GWJW, LLC, NOT INVESTMENT RELATED, 10008 COLESVILLE RD, STE. B, SILVER SPRING, MD 20901, REAL ESTATE OWNERSHIP AND RENTAL, START NOVEMBER 2013, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, MANAGER - RENTAL ACTIVITIES. 4. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: LITERATURE, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: AUTHOR, APX NUMBER OF HOURS PER WEEK: 2 - 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SELF-PUBLISHING THE SPIRITUAL JOURNAL OF LATE HUSBAND ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-19 |
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