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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
18302 Highwoods Preserve Pkwy Suite 100, Tampa, FL 33647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Tampa | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. SUNDOME INC. VICE PRESIDENT TAMPA BAY SPORTS COMMISSION - 401 E. JACKSON ST. TAMPA,FL. 33602 - 2011 - SPORTS COMMISSION - BOARD MEMBER, HELP WITH LOCAL SPORTING EVENTS - .5 HOURS DURING SECURITIES HOURS, .5 HOURS OUTSIDE BUSINESS HOURS - NO COMPENSATION, 0 SHARES HELD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-14 |
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