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Paul Christopher Dietz

Stifel, Nicolaus & Company, Incorporated

Indianapolis, IN

Indianapolis, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-02-21
FL RA APPROVED 2017-02-28
IN RA APPROVED 2017-02-28
  • GA RA
    APPROVED
    Since 2018-02-21
  • FL RA
    APPROVED
    Since 2017-02-28
  • IN RA
    APPROVED
    Since 2017-02-28

Branch Locations

Indianapolis, IN • United States

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
City Securities Corporation Indianapolis IN 09/2007 02/2017
Stifel, Nicolaus & Company, Incorporated St. Louis MO 02/2017 Present
Previous Registrations
  • 2007-09-21 → 2017-02-28
    City Securities Corporation
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2004-11-19 → 2007-09-14
    Fifth Third Securities, Inc.
    Indianapolis, IN
    Indianapolis, IN
  • 2002-09-11 → 2003-07-17
    Natcity Investments, Inc.
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-10
S63 Uniform Securities Agent State Law Examination 1986-05-06
  • S65 Uniform Investment Adviser Law Examination
    2000-07-10
  • S63 Uniform Securities Agent State Law Examination
    1986-05-06

View on SEC IAPD

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