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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-04 |
| DE | RA | APPROVED | 2025-03-06 |
| FL | RA | APPROVED | 2025-03-06 |
| GA | RA | APPROVED | 2025-03-06 |
| IN | RA | APPROVED | 2025-03-06 |
| KY | RA | APPROVED | 2025-03-06 |
| NJ | RA | APPROVED | 2025-03-06 |
| PA | RA | APPROVED | 2025-03-06 |
| SC | RA | APPROVED | 2025-03-06 |
| WA | RA | APPROVED | 2025-03-06 |
Branch Locations
1009 Lenox Drive Suite 116, Lawrence Township, NJ 08648 • United States
1009 Lenox Drive Suite 116, Lawrence Township, NJ 08648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc. | Lawrence Township | NJ | 09/1995 | 03/2025 |
| Ic Advisory Services, Inc. | Lawrence Township | NJ | 06/2006 | 03/2025 |
| Lpl Financial Llc | Lawrence Township | NJ | 03/2025 | Present |
1. 03/06/2025- SOCIUS, LLC- Real Estate Rental- INV Related- Home based- Start date 01/01/2015- 1 Hour Per Month- 1 Hour During Trading 2. 03/06/2025- FOUNDATION ASSET MANAGEMENT- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/01/1995- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-07 |
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