John Thomas Cooke

Current Employers

Cooke Wealth Management, Llc

18881 Von Karman Ave. Suite 1420, Irvine, CA 92612 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2003-09-02

CA RA
APPROVED

Since 2003-09-02

Branch Locations

18881 Von Karman Ave. Suite 1420, Irvine, CA 92612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cooke Wealth Management Llc	Irvine	CA	06/2003	Present

06/2003 → Present

Cooke Wealth Management Llc

Irvine, CA

Previous Registrations

2001-03-19 → 2008-04-01

Osaic Wealth, Inc.

Santa Ana, CA

Tustin, CA
2001-04-04 → 2006-09-18

Liberty Capital Management, Inc.

Santa Ana, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-09

S63 Uniform Securities Agent State Law Examination

1994-03-09

Designations

View on SEC IAPD

Current Employers

Cooke Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews