Peter Alan Sorensen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1990 → Present
  Sorensen Flexible Benefits Ltd
  Red Wing, MN
• 01/2009 → 11/2019
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 11/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2007 → 07/2025
  Ksm Properties, Inc
  Redwing, MN
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-01-02 → 2019-11-12
  Osaic Services, Inc.
  Red Wing, MN
  Hastings, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: SORENSEN FLEXIBLE BENEFITS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EMPLOYEE BENEFITS START DATE: 1989 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: PRESIDENT - MARKETING AND SALES OF EMPLOYEE BENEFITS 3. NAME OF OTHER BUSINESS: SORENSEN FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1978 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: ADVISOR SQUARE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES / ESTATE & FINANCIAL PLANNING / INSURANCE & INVESTMENT SALES; START DATE: 11/2019; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: CLIENT MARKETING AND SERVICES; 5. NAME OF OTHER BUSINESS: P+P ADVISORS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE; 6. NAME OF OTHER BUSINESS: ADA O"DAY CONDOMINIUM ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 36 N 2ND ST UNIT #5, BAYFIELD, WI 54814; NATURE OF BUSINESS: BOARD START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TAKING MEETING NOTES; 7. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 36 N 2ND ST UNIT #5, BAYFIELD, WI 54814; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RECEIVE PART OF THE RENTAL INCOME;

Exams

• S66 Uniform Combined State Law Examination
  2008-12-20
• S65 Uniform Investment Adviser Law Examination
  1999-06-30
• S63 Uniform Securities Agent State Law Examination
  1986-02-12

Designations

• Chartered Financial Consultant

Other Names

• Pete Sorensen